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Patients' Rights to Privacy and Anonymity 

Patients' Rights to Privacy and Anonymity

Ethical and Legal Considerations

Annette Flanagin

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Subscriber: null; date: 25 February 2017

Patients' Rights to Privacy and Anonymity

UPDATE: We will discontinue using quotation marks to identify parts of an article, but retain the capitalization; eg, This is discussed in the Methods section (not the “Methods” section). This change was made February 14, 2013.

Privacy is a state or condition of limited access to matters of a personal nature, including but not limited to personal information, as well as an individual’s right to control such access.26 When individuals grant others some form of access to themselves (eg, during a patient-clinician encounter), the individuals are exercising their right to privacy, but they are not waiving this right. Thus, a loss of privacy depends on the kinds or amount of access, who has access, through what means, and to which aspect of a person.26 Historically, medical journals have taken steps to protect patients' rights to privacy and anonymity, including the deletion of patients' names, initials, and assigned numbers from case reports; removal of identifying information from radiographs, digital images, and laboratory slides; and the deletion of identifying details from descriptions of patients or study participants in published articles. Until the late 1980s, placing black bars over the eyes of patients in photographs was accepted as a way to protect the identities of patients. However, journals began to discontinue this practice when it became apparent that bars across eyes do not protect identities.14,27-30 Photographs with bars placed over the eyes of patients should not be used in publication.

Case descriptions and case reports serve as important contributions to the medical literature and make up a substantial portion of some journal content, especially in some specialties. Traditionally, such reports have included specific details about patients. However, as Pitkin and Scott31 note, “The degree of detail and specificity is sometimes sufficient to permit identification, and at the same time, it is often much greater than necessary for any message the author means to convey.” Only those details essential for understanding and interpreting a specific case report or case series should be provided. In most instances, the description can be more general than specific to ensure anonymity, without loss of meaning. For example, Pitkin and Scott31 suggest that “a 34-year-old para 2–0-0-2 black woman at 23 weeks' gestation” can be described as “a multiparous woman in midgestation.” Although the degree of specificity needed will depend on the context of what is being reported, specific ages, race/ethnicity, and other sociodemographic details should be presented only if clinically or scientifically relevant and important.

Patients have occasionally recognized descriptions of themselves in medical articles without accompanying photographs and even after “superfluous social details” have been removed.28 To protect a patient’s right to privacy, nonessential identifying data (eg, sex, age, occupation) generally should be removed from a manuscript, unless clinically or epidemiologically important. However, omitting certain details may be problematic.29,30 For example, omitting a patient’s occupation from a case report might seem reasonable at first, but this information may be needed later during an occupational exposure assessment or an epidemiologic investigation. More important, authors and editors should not alter or falsify details in case descriptions to secure anonymity because doing so may introduce false or inaccurate data into the medical literature.22 For example, changing the city in which the patient lived may seem innocuous, until another investigator subsequently cites the case report and the erroneous city in an epidemiologic analysis of locations of disease outbreaks.

Several cases have occurred in which patients who had not consented to publication of their personal details in medical journals were recognized by themselves or others in specific articles or subsequent news coverage.28,32,33 The ICMJE and a number of medical journals have strengthened their rules for protecting patients' rights to privacy by adding a specific requirement for informed consent from any potentially identifiable patient.14,29-31,34

Therefore, when detailed case descriptions or photographs of faces or identifiable body parts are included in a manuscript that might permit any patient to be identified, authors should obtain written permission from the identifiable patients (or legally authorized representatives) to publish the information and should send a copy of the permission to the journal. The same applies to video files submitted for publication. Such consent should include an opportunity for the patient to read the manuscript to be submitted for publication or waive the right to do so. Nonspecific institutional consent forms that do not include a provision for a patient to review the information to be published or waive that right are not acceptable. An example of the patient permission form used by JAMA and the Archives Journals appears in the Box.

For manuscripts accepted for publication, when informed consent from identifiable patient(s) has been obtained, journals should indicate that such consent was obtained, either in the Methods section, if appropriate, or in the Acknowledgment section at the end of the article.

Methods: This investigation was approved by the medical center’s institutional review board. The 12 patients in this case series provided written informed consent for the investigation. In addition, each patient was given an opportunity to review the manuscript and consented to its publication.

Acknowledgment: We are grateful to the 2 patients who graciously provided permission after reviewing the manuscript to publish this information for the medical community.

Some editors and authors have commented that obtaining consent from identifiable patients is too burdensome.35-38 Asking those who so argue to consider that the identifiable person could be themselves or a close relative might help convey the rationale for this requirement. Others have argued that the process of obtaining such consent may be disturbing to the patient or the patient’s family members.35 However, subsequent discovery of unauthorized publication of a patient’s information that results in identification or unwanted publicity would be even more disturbing32,34 and may also violate national privacy laws such as the US Health Insurance Portability and Accountability Act (HIPAA).7,8 Moreover, the publication of unauthorized identifiable patient information could result in legal claims related to invasion of privacy, allegations of professional misconduct, or criminal penalties.7,8,17,32

At JAMA, whether a manuscript contains identifiable patient information is determined on a case-by-case basis. In most cases, potentially identifiable data are removed from the manuscript. However, if such details are required, the editors will assess the risk of identifiability after considering the type and amount of detail that is needed, circumstances surrounding the clinical situation or investigation, and, if applicable, relevant identifiable information contained in previously published reports involving the same patient(s) or news reports that have resulted in publicity.34 (Note: Previous publication or news coverage does not eliminate a patient’s right to privacy and does not negate the need for patient permission.) If the editors determine that the information could result in recognition—even if only by the patient—they will ask the author to delete identifiable details and material. This can be done with most manuscripts. However, if “deidentification” is not possible, the editors will ask the author to obtain consent from the patient, which includes offering the patient the opportunity to read the submitted manuscript. In this case, if the patient cannot be located or refuses to consent to publication, the manuscript will not be published.

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